9 أغسطس 2018
السعودية

Head of Compliance KSA – Saudi National

    job title :

    Head of Compliance KSA – Saudi National

    publisher

    Huxley Banking & Financial Services Huxley Banking & Financial Services

    address :

    السعودية – السعوديه

    publish date :

    9 أغسطس 2018

    End in :

    17 يوم


تفاصيل الوظيفة

تابع وظائف تخصصك فى جميع الصحف والمواقع العربيه

باستخدام الفيس بوك باستخدام جوجل



Develops, initiates, maintains, and revises policies and procedures for the general operation of the compliance program and its related activities to help mitigate Regulatory & Compliance risks within - Propose to senior management policies, procedures and internal controls and facilitate ways of implementing KYC, CTF requirements. - Conduct an annual compliance review of all policies and procedures being used in the bank to ensure conformity with all rules, regulations and instructions and that they are being complied with. - Prepare Annual Compliance Plan and submit the same to the Compliance Committee for approval. Perform on..site compliance reviews of all departments/groups of the bank to determine the level of compliance with the required rules and regulations issued by the regulatory authorities. - Continually promote an environment of a compliance culture in the bank, and enhance bank officers' and employees' awareness and positive thinking of the importance of compliance as a whole and adhering thereto while performing their duties. - Collaborate with all departments/groups, external auditors, SAMA & CMA regarding rules and instructions included in relevant reports to ensure implementation of the necessary corrective measures. - Coordinate between SAMA and the Bank regarding compliance and among all departments/groups of the bank and internal and external legal advisors to ensure good understanding and appropriate application of compliance instructions. - Sthree UAE is acting as an Employment Agency in relation to this vacancy. - Develops, initiates, maintains, and revises policies and procedures for the general operation of the compliance program and its related activities to help mitigate Regulatory & Compliance risks within - Propose to senior management policies, procedures and internal controls and facilitate ways of implementing KYC, CTF requirements. - Conduct an annual compliance review of all policies and procedures being used in the bank to ensure conformity with all rules, regulations and instructions and that they are being complied with. - Prepare Annual Compliance Plan and submit the same to the Compliance Committee for approval. Perform on..site compliance reviews of all departments/groups of the bank to determine the level of compliance with the required rules and regulations issued by the regulatory authorities. - Continually promote an environment of a compliance culture in the bank, and enhance bank officers' and employees' awareness and positive thinking of the importance of compliance as a whole and adhering thereto while performing their duties. - Collaborate with all departments/groups, external auditors, SAMA & CMA regarding rules and instructions included in relevant reports to ensure implementation of the necessary corrective measures. - Coordinate between SAMA and the Bank regarding compliance and among all departments/groups of the bank and internal and external legal advisors to ensure good understanding and appropriate application of compliance instructions. - Sthree UAE is acting as an Employment Agency in relation to this vacancy. - AML , CTF ,[email protected]









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